On-prem Compliance LLM for Finance

Tax code, precedents, and internal rules were vast and frequently revised, so research and drafting took half a day per case. Because the work handles client and sensitive data, external AI services were off-limits for regulatory and confidentiality reasons.

We connected internal rules, tax code, and precedents to an on-prem LLM via RAG, with PII masking, audit logs, and RBAC built in from the start. Every query is logged with who accessed what, and answers cite the governing statutes and precedents.

• ▸Private LLM
• ▸Local embeddings

• ▸RAG
• ▸Rules & precedent index
• ▸PII Masking

• ▸On-prem
• ▸Audit Log
• ▸RBAC